Zheng Huo

霍正
CE No. BNJ908 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zheng Huo (霍正), a licensed Responsible Officer with CE reference BNJ908. Currently licensed at 1 firm(s): Sigma Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Sigma Capital Management Limited
眾和證券有限公司
RO Type 9 — Asset management 2025-04-11 present
Sigma Capital Management Limited
眾和證券有限公司
RO Type 1 — Dealing in securities 2023-01-10 present
Sigma Capital Management Limited
眾和證券有限公司
RO Type 4 — Advising on securities 2023-01-10 present
Sigma Capital Management Limited
眾和證券有限公司
Rep Type 9 — Asset management 2024-06-19 2025-04-11
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 1 — Dealing in securities 2021-02-26 2022-08-31
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 6 — Advising on corporate finance 2021-02-26 2022-08-31
ABCI Capital Limited
農銀國際融資有限公司
RO Type 1 — Dealing in securities 2019-04-01 2020-10-30
ABCI Securities Company Limited
農銀國際證券有限公司
RO Type 1 — Dealing in securities 2019-04-01 2020-10-30
ABCI Capital Limited
農銀國際融資有限公司
RO Type 6 — Advising on corporate finance 2019-04-01 2020-10-30
ABCI Capital Limited
農銀國際融資有限公司
Rep Type 1 — Dealing in securities 2018-08-29 2019-04-01
ABCI Securities Company Limited
農銀國際證券有限公司
Rep Type 1 — Dealing in securities 2018-08-29 2019-04-01
ABCI Capital Limited
農銀國際融資有限公司
Rep Type 6 — Advising on corporate finance 2018-08-29 2019-04-01

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