Jimmy Min Tat Cheng
鄭勉達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Min Tat Cheng (鄭勉達), a licensed former licensee with CE reference ACV741. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 4 — Advising on securities | 2018-10-15 | 2022-01-15 |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-27 | 2022-01-15 |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 9 — Asset management | 2008-03-12 | 2022-01-15 |
| InnoFusion Capital Management Limited | RO | Type 9 — Asset management | 2007-08-16 | 2007-10-31 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2005-05-20 | 2007-04-28 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2005-05-20 | 2007-04-28 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | present | 2007-04-28 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | present | 2005-05-20 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | present | 2007-04-28 |
| UBS Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | present | 2005-05-20 |
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | present | 2005-02-07 |
| UBS Securities Hong Kong Limited | RO | Type 4 — Advising on securities | present | 2005-02-07 |
| UBS Derivatives Hong Kong Limited | RO | Type 5 — Advising on futures contracts | present | 2005-02-07 |
| UBS Securities Asia Limited | RO | Type 5 — Advising on futures contracts | present | 2005-02-04 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | present | 2005-02-07 |
| UBS Securities Asia Limited | RO | Type 6 — Advising on corporate finance | present | 2005-02-04 |
| UBS Derivatives Hong Kong Limited | RO | Type 9 — Asset management | present | 2005-02-07 |
| UBS Securities Hong Kong Limited | RO | Type 9 — Asset management | present | 2005-02-07 |
| UBS Securities Asia Limited | RO | Type 9 — Asset management | present | 2005-02-04 |