Zhaoqian Wu
吳肇倩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhaoqian Wu (吳肇倩), a licensed Responsible Officer with CE reference BKO311. Currently licensed at 1 firm(s): Sigma Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-24 | present |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 4 — Advising on securities | 2021-12-24 | present |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 9 — Asset management | 2021-12-24 | present |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-10 | 2021-12-24 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-10 | 2021-12-24 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 9 — Asset management | 2021-12-10 | 2021-12-24 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-07-14 | 2021-09-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-30 | 2021-09-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 — Advising on securities | 2020-12-30 | 2021-09-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 9 — Asset management | 2020-12-30 | 2021-09-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-28 | 2020-12-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-28 | 2020-12-30 |
| Oshidori Corporate Finance Limited 威華達融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-28 | 2021-09-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 — Asset management | 2017-08-28 | 2020-12-30 |