Samson Yiu Cho Lui
呂耀祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samson Yiu Cho Lui (呂耀祖), a licensed Representative with CE reference ABE957. Currently licensed at 1 firm(s): Annum Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2023-09-26 | present |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2023-09-26 | present |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2023-09-26 | present |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2014-08-18 | 2018-02-01 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2014-08-18 | 2018-02-01 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2006-08-08 | 2011-06-24 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2004-07-28 | 2011-06-24 |