CAIIS Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CAIIS Limited, a Hong Kong-based licensed corporation with CE reference AGX724. Current licensed staff on file: 0 (total recorded over time: 124). Earliest licence on file: 2006-05-23.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2006-05-23 | 2018-09-04 |
| Type 4 — Advising on securities | present | 2018-09-04 |
Licensed staff (all-time) (124)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Fernand Jean-Luc Anglada | RO 1, 4 | 2005-10 | 2015-07 |
| Moon Fuk Cheung 張滿福 | RO 1, 4 Rep 1, 4 | 2009-06 | 2018-02 |
| Paul Francis Giles | RO 4 | Pre-2003 | 2004-05 |
| Stephane Kiefer | RO 1, 4 | 2015-04 | 2017-02 |
| Janet Kar Ming Lau 劉家明 | RO 1, 4 Rep 1, 4 | Pre-2003 | 2018-02 |
| James Wai Tat Ling 凌偉達 | RO 1, 4 Rep 1, 4 | 2006-10 | 2008-01 |
| Clement George Liu 劉嘉肇 | RO 1, 4 Rep 1, 4 | 2009-05 | 2012-05 |
| Timothy Kwok Cheung Lo 羅國章 | RO 1, 4 | 2004-01 | 2018-09 |
| Sabrina Leung Yee So 蘇亮怡 | RO 1, 4 Rep 1, 4 | 2009-05 | 2012-04 |
| Selina Siu Kam Tsang 曾小琴 | RO 4 Rep 1, 4 | 2003-07 | 2011-04 |
| Wing Keung Yau 游永強 | RO 4 | Pre-2003 | 2003-05 |
| Hoi Fung (SFC:AHC593) Chan 陳凱豐 | Rep 4 | 2003-09 | 2004-05 |
| Kam Hon Chan 陳錦漢 | Rep 1, 4 | 2014-10 | 2018-02 |
| Lee On (SFC:AQX075) Chan 陳利安 | Rep 1, 4 | 2008-04 | 2008-12 |
| Philip Chi Kwan Chan 陳志鈞 | Rep 1, 4 | 2008-02 | 2013-04 |
| Wing Yiu Chan 陳永耀 | Rep 1, 4 | 2011-09 | 2012-03 |
| Yee Ming Chan 陳綺明 | Rep 1, 4 | 2014-06 | 2018-02 |
| Yvonne Pui Yeung Chan 陳佩揚 | Rep 1, 4 | 2009-04 | 2018-02 |
| Mee Yun Lisa Chang 鄭美恩 | Rep 1, 4 | 2015-07 | 2016-09 |
| Moon Sung Chang 張文誠 | Rep 1, 4 | 2009-07 | 2018-02 |
| Vincent E. Chang 鄭永生 | Rep 1, 4 | 2012-10 | 2013-10 |
| Yen Chun Chang 張燕淳 | Rep 1, 4 | 2009-03 | 2010-10 |
| Tswei-May Chen 陳翠美 | Rep 1, 4 | 2009-03 | 2010-10 |
| Choi Ping Cheung 張彩萍 | Rep 1, 4 | 2007-10 | 2009-04 |
| King Wai Annie Cheung 張敬慧 | Rep 1, 4 | 2016-06 | 2016-07 |
| Tim Shing Cheung 張添成 | Rep 1, 4 | 2004-06 | 2006-09 |
| Yin Wa (SFC:BAH559) Cheung 張燕華 | Rep 1, 4 | 2012-10 | 2018-02 |
| Chin Cheung Choi 蔡展翔 | Rep 1, 4 | 2007-11 | 2008-10 |
| Mui Liang Choo | Rep 4 | 2015-11 | 2015-12 |
| Doris Sau Kam Chou 鄒秀金 | Rep 1, 4 | 2013-05 | 2014-10 |
| Yim Fong Chou 周艷芳 | Rep 4 | 2004-05 | 2004-08 |
| Elina Yau Lan Chow 周幼蘭 | Rep 1, 4 | 2008-04 | 2008-12 |
| Irene Suk Ching Chow 周淑貞 | Rep 1, 4 | 2006-05 | 2013-10 |
| Chun Yu Choy 蔡俊如 | Rep 1, 4 | 2006-06 | 2018-02 |
| Ping Hui Chu 朱炳輝 | Rep 1, 4 | 2009-03 | 2018-02 |
| Yu Hang Chung 鍾裕恆 | Rep 1, 4 | 2014-03 | 2014-06 |
| Georgette Marie Heng 吳瑪利 | Rep 1, 4 | 2014-03 | 2015-07 |
| Kee Ching Ho 何琦琤 | Rep 1, 4 | 2015-10 | 2015-10 |
| Lai Ming Ho 何勵明 | Rep 1, 4 | 2015-04 | 2018-02 |
| Marian Chung Yee Ho 何頌兒 | Rep 1, 4 | 2006-06 | 2010-03 |
| Shirley Yan-Fen Ho 何艷芬 | Rep 1, 4 | 2005-04 | 2010-04 |
| Eddie Tin Tak Hui 許天達 | Rep 1, 4 | 2006-05 | 2008-11 |
| Wai Kong Hui 許偉剛 | Rep 1, 4 | 2016-03 | 2018-02 |
| Wai Man (SFC:AVV838) Hui 許慧敏 | Rep 1, 4 | 2010-09 | 2011-04 |
| Hing Wu Hung 孔慶瑚 | Rep 1, 4 | 2009-09 | 2010-09 |
| Chi Hyun Kim | Rep 1, 4 | 2011-03 | 2011-08 |
| Kit Yee Ko 高潔儀 | Rep 4 | 2004-11 | 2005-12 |
| Tai Fun Ko 高泰芬 | Rep 1, 4 | 2012-05 | 2013-12 |
| Pui Sze Kwan 關佩詩 | Rep 4 | 2003-09 | 2005-06 |
| Winnie Wai Yin Kwok 郭慧賢 | Rep 1, 4 | 2006-03 | 2008-02 |
| Ying Man Kwok 郭映雯 | Rep 1, 4 | 2008-02 | 2010-04 |
| Charlie Ka Ki Lam 林家驥 | Rep 1, 4 | 2015-02 | 2018-02 |
| Nana Tung Lui Lam 林東蕾 | Rep 4 | Pre-2003 | 2004-06 |
| Sharon Lam 林婉霞 | Rep 1, 4 | 2016-03 | 2018-02 |
| Anna Ka Lai Lau 劉嘉麗 | Rep 1, 4 | 2009-07 | 2010-01 |
| Gee Eun Lee | Rep 1, 4 | 2012-07 | 2016-08 |
| Karen Ka Hang Lee 李嘉珩 | Rep 1, 4 | 2009-01 | 2010-02 |
| Lap Fai Lee 李立煇 | Rep 1, 4 | 2008-08 | 2015-03 |
| Pui Man (SFC:ARI988) Lee 李佩雯 | Rep 1, 4 | 2009-01 | 2010-06 |
| So Lei Lee 李素莉 | Rep 1, 4 | 2016-01 | 2018-02 |
| Wing Yan Lee 李穎茵 | Rep 1, 4 | 2007-12 | 2010-04 |
| Yee Wah Petty Lee 李綺華 | Rep 1, 4 | 2016-02 | 2018-02 |
| Annie Shuk Ming Leung 梁淑明 | Rep 1, 4 | 2008-04 | 2014-03 |
| Esther Yat Chu Leung 梁逸姝 | Rep 1, 4 | 2004-05 | 2010-04 |
| Lucia Wing Kei Leung 梁詠璣 | Rep 1, 4 | 2008-02 | 2008-12 |
| Mei San Leung 梁美珊 | Rep 1, 4 | 2004-11 | 2014-04 |
| Ting Ting Karen Leung 梁婷婷 | Rep 1, 4 | 2014-04 | 2015-07 |
| Yui Chi Leung 梁睿智 | Rep 1, 4 | 2008-03 | 2008-03 |
| Stephen Wing Lok Liew 廖永樂 | Rep 1, 4 | 2008-05 | 2011-01 |
| George Kwan Wong Lo 盧鈞煌 | Rep 4 | 2005-10 | 2005-11 |
| Samson Yiu Cho Lui 呂耀祖 | Rep 1, 4 | 2004-07 | 2018-02 |
| Yim Yin Lui 雷艷燕 | Rep 1, 4 | 2016-06 | 2018-02 |
| Gamin Ma 馬嘉敏 | Rep 1, 4 | 2009-07 | 2010-01 |
| Ji Ho Moon | Rep 1, 4 | 2012-06 | 2014-08 |
| In Fan Mui 梅燕芬 | Rep 1, 4 | 2015-09 | 2018-02 |
| Benn Khek Beng Ng | Rep 1, 4 | 2016-04 | 2016-10 |
| Bertha Man Ki Ng 吳蔓琪 | Rep 1, 4 | 2014-04 | 2015-08 |
| Hon Choi Ng 吳漢材 | Rep 1, 4 | 2007-06 | 2007-08 |
| Kai Feng Cecilia Ng 吳昀曉 | Rep 1, 4 | 2016-08 | 2018-02 |
| Lawrence Man Kwan Ng 吳萬鈞 | Rep 4 | 2005-09 | 2006-07 |
| Wai Fat Ng 伍偉發 | Rep 1, 4 | 2015-04 | 2018-02 |
| Winnie Wai Chau Ng 伍惠秋 | Rep 4 | 2003-09 | 2005-01 |
| Ping Chuan Ngu 吳炳泉 | Rep 1, 4 | 2009-03 | 2009-06 |
| Maxime Jacques Francois Pacan | Rep 1, 4 | 2015-07 | 2017-08 |
| Timmy Wai Tim Pang 彭偉添 | Rep 1, 4 | 2014-10 | 2015-04 |
| Mullikkottu Veetil Ramadasan | Rep 1, 4 | 2016-06 | 2018-02 |
| Debashish Saha | Rep 1, 4 | 2015-03 | 2016-02 |
| Ashis Kumar Sengupta | Rep 1, 4 | 2014-07 | 2018-02 |
| Kwan Yee So 蘇坤儀 | Rep 1, 4 | 2010-04 | 2018-02 |
| Cho Wang Sze 施祖宏 | Rep 1, 4 | 2016-03 | 2017-04 |
| Hoi Shan Tai 戴凱珊 | Rep 1, 4 | 2006-06 | 2007-11 |
| Yeuk Yu Tai 戴若禺 | Rep 1, 4 | 2008-06 | 2014-06 |
| Darryl Anthony Tang 鄧創 | Rep 1, 4 | 2008-02 | 2008-05 |
| Juliette Tang | Rep 1, 4 | 2012-03 | 2013-12 |
| Yuet Kam To 杜月琴 | Rep 1, 4 | 2007-11 | 2008-09 |
| Hsien Wen Tsai 蔡憲文 | Rep 1, 4 | 2009-04 | 2010-10 |
| Patricia Pui Ching Tsang 曾佩貞 | Rep 1, 4 | 2009-02 | 2009-12 |
| Wai Ling (SFC:ADB423) Tsang 曾慧玲 | Rep 1, 4 | 2005-06 | 2011-07 |
| Wai Man (SFC:ADB018) Tse 謝慧敏 | Rep 1, 4 | 2015-08 | 2018-02 |
| Chin Chung Tsim 詹前頌 | Rep 4 | 2005-09 | 2005-10 |
Showing 1–100 of 124