Charlie Ka Ki Lam
林家驥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlie Ka Ki Lam (林家驥), a licensed former licensee with CE reference ABE374. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 4 — Advising on securities | 2022-09-14 | 2026-02-28 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 9 — Asset management | 2022-09-14 | 2026-02-28 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
Rep | Type 4 — Advising on securities | 2022-08-15 | 2022-09-14 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
Rep | Type 9 — Asset management | 2022-08-15 | 2022-09-14 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2015-02-02 | 2018-02-01 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2015-02-02 | 2018-02-01 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2008-06-02 | 2009-05-13 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2008-06-02 | 2009-05-13 |
| LGT Investment Management (Asia) Limited | Rep | Type 9 — Asset management | 2008-06-02 | 2009-05-13 |