Ping Chuan Ngu
吳炳泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Chuan Ngu (吳炳泉), a licensed former licensee with CE reference ASO698. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2009-03-17 | 2009-06-05 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2009-03-17 | 2009-06-05 |