Paul Francis Giles
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Francis Giles ( ), a licensed former licensee with CE reference ACG308. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-07-29 | 2006-10-06 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2004-07-29 | 2006-10-06 |
| CAIIS Limited | RO | Type 4 — Advising on securities | present | 2004-05-03 |