Crosby Wealth Management (Hong Kong) Limited
高誠財富管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Crosby Wealth Management (Hong Kong) Limited (高誠財富管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AKQ998. Current licensed staff on file: 0 (total recorded over time: 39). Earliest licence on file: 2004-07-28.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2004-07-28 | 2013-02-27 |
| Type 9 — Asset management | 2004-07-28 | 2013-02-27 |
Licensed staff (all-time) (39)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Johnny Kok Chung Chan 陳覺忠 | RO 4, 9 | 2004-07 | 2012-09 |
| Shirley Lai Ling Chiu 趙玲 | RO 4, 9 Rep 4, 9 | 2005-05 | 2012-09 |
| Paul Francis Giles |