Katrina Yuet Ming Kong
江月明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katrina Yuet Ming Kong (江月明), a licensed former licensee with CE reference AOD249. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FRM Hong Kong Limited |
Rep | Type 9 — Asset management | 2009-01-09 | 2012-07-30 |
| FRM Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-08-26 | 2012-07-30 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-02 | 2008-06-11 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-08-02 | 2008-06-11 |