Maureen May Lin Kwok
郭美蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maureen May Lin Kwok (郭美蓮), a licensed former licensee with CE reference AFB249. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-12 | 2017-10-20 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-12 | 2017-10-20 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 9 — Asset management | 2013-03-12 | 2017-10-20 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-25 | 2012-09-28 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-06-25 | 2012-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-10-24 | 2011-12-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-20 | 2011-12-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-07-14 | 2010-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-07-06 | 2011-12-22 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-06-22 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-06-22 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-12 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-12 |