Sarasin Rabo Investment Management Limited
瑞士嘉盛萊寶投資管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarasin Rabo Investment Management Limited (瑞士嘉盛萊寶投資管理有限公司), a Hong Kong-based licensed corporation with CE reference ADV625. Current licensed staff on file: 0 (total recorded over time: 173).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2012-04-02 |
| Type 4 — Advising on securities | present | 2012-04-02 |
| Type 6 — Advising on corporate finance | present | 2004-10-12 |
| Type 9 — Asset management | present | 2004-10-12 |
Licensed staff (all-time) (173)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Enid Ying Lai Choi 蔡英麗 | RO 1, 4 Rep 4 | 2007-06 | 2012-01 |
| Virginia Kin Heung Kwan Hui 關許建香 | RO 1, 4, 6, 9 Rep 1, 4 | Pre-2003 | 2011-01 |
| Philippe Herve Marc Legrand | RO 4, 9 | Pre-2003 | 2003-04 |
| Karen Kar Yan Leung 梁嘉茵 | RO 1, 4 Rep 1, 4 | 2007-04 | 2011-10 |
| Andreas Luethi | RO 1, 4 Rep 1, 4 | 2006-08 | 2008-07 |
| Tsz Man Man 萬子文 | RO 1, 4 Rep 1, 4, 6, 9 | Pre-2003 | 2011-10 |
| Simon John Ruckert | RO 1, 4, 6, 9 | Pre-2003 | 2007-11 |
| Yiu Sun Sit 薛耀燊 | RO 1, 4 Rep 1, 4 | 2006-12 | 2008-03 |
| Marc Casimir Antoine Tomczyk | RO 1, 4 | 2004-03 | 2006-12 |
| Tony Kim Tung Wang 汪儉棟 | RO 1, 4 Rep 1, 4 | 2006-12 | 2008-03 |
| Yatish Aron | Rep 1, 4 | 2004-04 | 2006-05 |
| Gerard Jean Francois Bichon 畢世杰 | Rep 1, 4 | 2008-04 | 2011-01 |
| Diana Choi Ming Chan 陳彩明 | Rep 1, 4 | 2007-04 | 2011-01 |
| Emily Shui Kei Chan 陳瑞琪 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-01 |
| Kin Hang (SFC:AOB240) Chan 陳健恆 | Rep 1, 4 | 2006-10 | 2007-09 |
| Kwok Chung Chan 陳國松 | Rep 1, 4 | 2008-04 | 2011-01 |
| Lee On Chan 陳理安 | Rep 1, 4 | 2008-01 | 2008-11 |
| Po Yin Chan 陳寶燕 | Rep 1, 4 | 2004-10 | 2004-12 |
| Shirley Suk Yee Chan 陳淑儀 | Rep 1, 4 | 2008-10 | 2011-01 |
| Shuk Yee Stephanie Chan 陳淑兒 | Rep 1, 4 | 2008-05 | 2010-10 |
| Suk Fan Chan 陳淑芬 | Rep 1, 4, 9 | 2003-07 | 2009-06 |
| Tammy Sau Ling Chan 陳秀玲 | Rep 1, 4 | 2008-04 | 2010-01 |
| Mo Chen 陳沫 | Rep 1, 4 | 2004-11 | 2005-11 |
| Becky Pik Yee Cheng 鄭碧儀 | Rep 1, 4 | 2008-11 | 2011-01 |
| Wing Sum Cheng 鄭詠心 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Lap Ki David Cheung 張立棋 | Rep 1, 4 | 2008-09 | 2009-03 |
| Pui Wai Cheung 張佩慧 | Rep 1, 4 | 2007-01 | 2011-01 |
| Yung Kit Chiu 趙勇傑 | Rep 1, 4 | 2007-06 | 2008-09 |
| Yau Chi Choi 蔡友梽 | Rep 1, 4 | 2008-01 | 2011-01 |
| Monica Tse Wai Chow 周子瑋 | Rep 1, 4 | 2007-04 | 2011-10 |
| Thomas Chor Leung Choy 蔡楚亮 | Rep 1, 4 | 2008-04 | 2008-10 |
| Angela Shew Ching Chu 朱筱菁 | Rep 1, 4 | 2005-01 | 2005-03 |
| Kevin Wai Hung Chu 朱惠雄 | Rep 1, 4 | 2008-02 | 2008-03 |
| Wai Chun (SFC:APO017) Chung 鍾惠珍 | Rep 1, 4 | 2007-08 | 2009-01 |
| Paul Cooper | Rep 1, 4 | 2004-05 | 2007-11 |
| Jakes David Ferguson | Rep 1, 4 | 2006-03 | 2006-04 |
| Irene Kam Suet Fok 霍金雪 | Rep 1, 4 | 2006-06 | 2011-01 |
| John Kam Chu Fok 霍錦柱 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-06 |
| Stella Bik Yu Fok 霍碧洳 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-07 |
| Wai Kong Fok 霍偉剛 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-01 |
| Ka Man (SFC:ARW392) Fong 方嘉敏 | Rep 1, 4 | 2008-11 | 2011-01 |
| Angela Man Sheung Fung 馮文湘 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-01 |
| Mei Lan Fung 馮美蘭 | Rep 1, 4 | 2007-07 | 2011-01 |
| Lining Gao 高立宁 | Rep 1, 4 | 2009-05 | 2009-05 |
| Fidelis Maria Goetz | Rep 1, 4 | 2006-12 | 2007-09 |
| Steven Halim | Rep 1, 4 | 2007-11 | 2009-08 |
| Chi Foon Ho 何志歡 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-09 |
| Helen Sheung Han Ho 何尚嫺 | Rep 1, 4 | 2007-04 | 2011-01 |
| Hiu Tan Ho 何曉丹 | Rep 1, 4 | 2008-11 | 2010-05 |
| Pansy Shung Pui Ho 何崇珮 | Rep 1, 4 | 2008-11 | 2011-01 |
| Pui San Ho 何珮珊 | Rep 1, 4 | 2008-01 | 2010-08 |
| Ting Hong Ho 何鼎康 | Rep 1, 4 | 2004-05 | 2004-07 |
| Wai Ling Hon 韓惠玲 | Rep 1, 4 | 2008-04 | 2009-04 |
| Junbo Hu 胡俊波 | Rep 1, 4 | 2009-05 | 2009-08 |
| Emily Chui Yiu Hui 許翠瑤 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-03 |
| Nga Sze Hui 許雅詩 | Rep 1, 4 | 2006-11 | 2009-06 |
| Ki Wai Ip 葉奇衛 | Rep 1, 4 | 2005-08 | 2008-05 |
| Radhika Jasuja | Rep 1, 4, 6, 9 | Pre-2003 | 2004-04 |
| Liwen Jin 金莉文 | Rep 1, 4 | 2008-07 | 2010-01 |
| Hiu Kit Kam 金曉潔 | Rep 1, 4 | 2007-07 | 2011-01 |
| Nancy Keung 強南絲 | Rep 1, 4 | 2005-01 | 2009-01 |
| Young Hak Kim | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Kevin Hin Fai King 龔衍暉 | Rep 1, 4 | 2008-11 | 2011-01 |
| Andreas Knorzer | Rep 1, 4 | 2007-04 | 2011-01 |
| Chi Yiu Ko 高志堯 | Rep 1, 4 | 2008-10 | 2011-01 |
| Sum Ying Kong 江沁凝 | Rep 1, 4 | 2003-06 | 2003-09 |
| Sze Wan Kong 江詩韻 | Rep 1, 4 | 2007-07 | 2011-01 |
| Stella Pui King Kong Ho 江何佩琼 | Rep 1, 4 | 2008-04 | 2010-01 |
| Belinda Ka Suin Koo 古嘉璇 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Maureen May Lin Kwok 郭美蓮 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-06 |
| Pui Man Kwok 郭佩文 | Rep 1, 4 | 2008-10 | 2011-01 |
| Tun Wai Kwok 郭敦威 | Rep 1, 4 | 2004-08 | 2006-03 |
| Wai Sum Kwok 郭慧琛 | Rep 1, 4 | 2005-04 | 2006-04 |
| Agnes Kwan Heng Lai 黎君蘅 | Rep 1, 4 | 2006-09 | 2006-09 |
| Catherine Wing Kit Lai 黎榮潔 | Rep 1, 4 | 2006-12 | 2008-08 |
| Kim Yue Lai 黎劍愉 | Rep 1, 4 | 2008-11 | 2011-01 |
| Shiu Keung Lai 黎兆強 | Rep 1, 4 | 2007-08 | 2007-11 |
| Candy Yuk Bo Lam 林育寶 | Rep 1, 4 | 2008-08 | 2011-01 |
| Cheuk Ying Lam 林卓瑩 | Rep 1, 4 | 2009-05 | 2011-01 |
| Mei Wai Lam 林美慧 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-12 |
| Dimitri Lamarlere 林萬龍 | Rep 1, 4 | 2008-04 | 2011-01 |
| Chi Kin (SFC:AFJ877) Lau 劉智健 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-09 |
| On Wai Lau 劉安偉 | Rep 4, 6, 9 | Pre-2003 | 2004-01 |
| Shirley Siu Yan Lau 劉肇茵 | Rep 4, 6, 9 | Pre-2003 | 2008-01 |
| Fung Ying Lau Leung 劉梁鳳英 | Rep 1, 4 | 2007-05 | 2008-02 |
| Krisdean Ka Wai Law 羅嘉慧 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-08 |
| Yuk Ling Law 羅玉玲 | Rep 1, 4, 9 | 2003-05 | 2011-01 |
| Ching Ying Lee 李清盈 | Rep 1, 4 | 2009-01 | 2011-01 |
| Hau Chi Lee 李孝慈 | Rep 1, 4 | 2006-10 | 2011-01 |
| Jack Sze Chit Lee 李思捷 | Rep 1, 4 | 2004-09 | 2007-03 |
| Ka King Lee 李家擎 | Rep 1, 4 | 2008-06 | 2009-07 |
| Pui Man (SFC:ARI988) Lee 李佩雯 | Rep 1, 4 | 2008-07 | 2008-11 |
| So Yan Lee 李素茵 | Rep 1, 4 | 2008-05 | 2008-06 |
| Wanda Wai Hung Lee 李慧洪 | Rep 1, 4 | 2008-04 | 2011-01 |
| Anthony Hau Lim Leung 梁孝廉 | Rep 1, 4 | 2007-04 | 2008-02 |
| Bonnie Ka Yin Leung 梁嘉言 | Rep 1, 4 | 2009-07 | 2010-06 |
| Douglas Yuk Nam Leung 梁煜南 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-09 |
| Eric Tsz Ho Leung 梁子浩 | Rep 1, 4 | 2008-06 | 2011-01 |
| Janet Sin Yee Leung 梁倩儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-05 |
| Jojo Wing Sze Leung 梁詠詩 | Rep 1, 4 | 2007-03 | 2009-01 |
Showing 1–100 of 173