So Yan Lee
李素茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Yan Lee (李素茵), a licensed former licensee with CE reference ARA834. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-19 | 2008-06-18 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-19 | 2008-06-18 |