Tsz Man Man
萬子文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Man Man (萬子文), a licensed Responsible Officer with CE reference ADV627. Currently licensed at 1 firm(s): CBH Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2025-08-06 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-08-06 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 4 — Advising on securities | 2025-08-06 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-08-06 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2025-05-15 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-15 | 2025-08-06 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-05-15 | 2025-08-06 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-15 | 2025-08-06 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-05-15 | 2025-08-06 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2021-07-06 | 2024-11-29 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-03 | 2011-10-28 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 4 — Advising on securities | 2008-06-03 | 2011-10-28 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-06-03 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-06-03 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-12 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-12 |