Diana Choi Ming Chan
陳彩明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diana Choi Ming Chan (陳彩明), a licensed Representative with CE reference ADZ739. Currently licensed at 2 firm(s): Kingsway Financial Services Group Limited, Kingsway SW Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-05 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-05 | present |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-08-15 | present |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-27 | 2011-01-31 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-27 | 2011-01-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-07 | 2003-10-14 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-07 | 2003-10-14 |