Shuk Yee Stephanie Chan
陳淑兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yee Stephanie Chan (陳淑兒), a licensed Representative with CE reference ARD372. Currently licensed at 1 firm(s): Amova Asset Management Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-13 | present |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-13 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-22 | 2024-06-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-02 | 2024-06-26 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-28 | 2010-10-09 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-28 | 2010-10-09 |