Shirley Siu Yan Lau
劉肇茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Siu Yan Lau (劉肇茵), a licensed former licensee with CE reference AFS467. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-01-07 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-12 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-12 |