Yuk Ling Law
羅玉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Ling Law (羅玉玲), a licensed former licensee with CE reference AIU366. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 9 — Asset management | 2004-03-11 | 2004-10-12 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-23 | 2011-01-31 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-23 | 2011-01-31 |