John Kin Fun Chu
朱建勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Kin Fun Chu (朱建勳), a licensed Representative with CE reference AEE801. Currently licensed at 1 firm(s): Carret Private Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2020-12-11 | present |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2020-10-09 | present |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2020-10-09 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-03 | 2017-04-30 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-19 | 2014-05-02 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-07 | 2013-09-02 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-09 | 2013-03-11 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-05 | 2007-02-05 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-05-05 | 2007-02-05 |