Lap Fai Lee
李立煇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Fai Lee (李立煇), a licensed former licensee with CE reference ARA683. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wise Torch Investments Limited 火炬金融有限公司 |
RO | Type 4 — Advising on securities | 2016-11-30 | 2023-12-22 |
| Wise Torch Investments Limited 火炬金融有限公司 |
RO | Type 9 — Asset management | 2016-11-30 | 2023-12-22 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
RO | Type 9 — Asset management | 2016-04-05 | 2016-11-29 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-14 | 2016-11-29 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-02 | 2016-11-29 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
Rep | Type 9 — Asset management | 2015-04-02 | 2016-04-05 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2008-08-04 | 2015-03-26 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2008-08-04 | 2015-03-26 |