Stephen Wing Lok Liew
廖永樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Wing Lok Liew (廖永樂), a licensed Representative with CE reference AFW967. Currently licensed at 2 firm(s): CSC Securities (HK) Limited, CSC Futures (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-21 | present |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-21 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-08-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2019-08-08 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-07 | 2019-08-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-03 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-03 | 2017-10-02 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2008-05-23 | 2011-01-31 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2008-05-23 | 2011-01-31 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-22 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-18 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-18 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-18 |