Janet Kar Ming Lau
劉家明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janet Kar Ming Lau (劉家明), a licensed former licensee with CE reference ACI074. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | RO | Type 1 — Dealing in securities | 2012-07-25 | 2018-02-01 |
| CAIIS Limited | RO | Type 4 — Advising on securities | 2012-07-25 | 2018-02-01 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2006-07-12 | 2012-07-25 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | present | 2012-07-25 |