Ting Ting Karen Leung
梁婷婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Ting Karen Leung (梁婷婷), a licensed former licensee with CE reference AZY528. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2014-04-16 | 2015-07-18 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2014-04-16 | 2015-07-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-02 | 2013-11-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-26 | 2013-01-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-26 | 2013-01-11 |