Georgette Marie Heng
吳瑪利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Georgette Marie Heng (吳瑪利), a licensed former licensee with CE reference ABP318. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-30 | 2020-08-14 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-30 | 2020-08-14 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2017-11-30 | 2020-08-14 |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 9 — Asset management | 2015-11-04 | 2016-11-28 |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-23 | 2016-11-28 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2014-03-10 | 2015-07-04 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2014-03-10 | 2015-07-04 |