Lai Ming Ho
何勵明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ming Ho (何勵明), a licensed former licensee with CE reference AUF129. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2015-04-27 | 2018-02-01 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2015-04-27 | 2018-02-01 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-17 | 2012-08-02 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-10-17 | 2012-08-02 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-11-26 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-11-26 | 2011-06-13 |