Clariden Leu Asset Management (Hong Kong) Limited

瑞士嘉來資產管理(香港)有限公司
CE No. AAZ959 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clariden Leu Asset Management (Hong Kong) Limited (瑞士嘉來資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAZ959. Current licensed staff on file: 0 (total recorded over time: 95). Earliest licence on file: 2008-12-31.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2008-12-31 2012-12-13
Type 4 — Advising on securities present 2012-12-13
Type 5 — Advising on futures contracts present 2011-03-23
Type 6 — Advising on corporate finance present 2004-08-06
Type 9 — Asset management present 2012-12-13

Licensed staff (all-time) (95)
Active on date

Name Activities First licensed To
Christopher Todd Burgess RO 1, 4, 5, 9 2005-12 2009-09
Vivian Fung Yee Chan Lo 陳盧鳳儀 RO 1, 4 2012-03 2012-08
Francis Michael Galbraith RO 4, 5, 6, 9 Pre-2003 2006-10
Kimitoshi Hoshiyama RO 4, 9 Rep 4, 5, 6, 9 Pre-2003 2008-10
Ida Hwang 黃怡德 RO 1, 4, 5, 9 Rep 4, 5, 9 2007-03 2012-04
Boon Leng Lee 李文龍 RO 9 2012-03 2012-08
David Kwun Yin Louie 雷冠賢 RO 1, 4, 9 Rep 1, 4, 5, 9 2010-03 2012-04
Juan Manuel Mendoza Beggiato RO 1, 4, 9 Rep 1, 4, 9 2011-06 2012-04
Thomas Reber RO 1, 4, 5, 9 Rep 1, 4, 5, 9 2006-09 2012-04
Yuen Mei Tam 譚婉薇 RO 1, 4, 5, 9 Rep 4, 5, 9 2004-03 2012-04
Kenneth Ken Kwok Toong 董建國 RO 1, 4, 9 2010-01 2011-09
Anna Wai Kwan Wong 黃慧群 RO 1, 4, 9 2012-03 2012-08
Maria Vanessa Bergqvist Rep 1, 4 2012-04 2012-08
Annett Blechstein Rep 4, 5, 9 2007-03 2008-04
Agatha Wing Yee Chan 陳詠怡 Rep 1, 4 2012-04 2012-08
Andrew Bok Man Chan 陳博文 Rep 1, 4, 5, 9 2008-09 2010-01
Chun Cheung Chan 陳進長 Rep 4, 5, 9 2007-01 2008-04
Connie Stella Chan Rep 4, 5, 9 2010-10 2012-08
Lai Yan (SFC:AWC176) Chan 陳麗恩 Rep 4, 5, 9 2010-10 2011-07
Lai Ying (SFC:AUE985) Chan 陳麗英 Rep 4, 5, 9 2009-12 2012-06
Sarah Man Yin Chan 陳敏賢 Rep 4, 9 2011-02 2012-03
Shuk Yin Chan 陳淑賢 Rep 4, 5, 9 2007-04 2007-07
Ying Yu Leanna Chan 陳盈如 Rep 4, 9 2011-03 2012-08
Mei-Ming Chen 陳梅明 Rep 4, 9 2011-03 2012-07
Ah Lai Peggy Cheung 張雅麗 Rep 4, 5, 9 2008-12 2012-03
Sze Fan Cheung 張詩芬 Rep 4, 9 2010-12 2012-07
Ariste Samuel Chiabotti Rep 1, 4, 9 2010-04 2011-07
Hon Hoong Chong 鍾漢雄 Rep 1, 4 2012-03 2012-08
May Siu Ling Chow 周小玲 Rep 4, 5, 9 2007-11 2009-08
Jing Man Chu 朱政旻 Rep 1, 4 2012-04 2012-08
Raymond Kai Shing Chung 鍾嘉成 Rep 1, 4, 5, 9 2009-11 2012-03
Soon Gek Goh 吳順玉 Rep 4 2011-09 2011-11
Mohit Kumar Gupta Rep 4, 9 2011-09 2012-08
Abhijeet Hivarekar 吳艾彼傑 Rep 1, 4 2012-03 2012-08
Chris Kwan Kit Ho 何君傑 Rep 1, 4 2012-03 2012-08
Hsueh-Mei Ho 何雪梅 Rep 4, 5, 9 2009-10 2010-01
Lai Ming Ho 何勵明 Rep 4, 9 2011-10 2012-08
Ting Hong Ho 何鼎康 Rep 1, 4, 5, 9 2007-10 2011-06
Wai Hung Joannes Ho 何偉雄 Rep 4, 6, 9 Pre-2003 2003-10
Yin Ho 賀燕 Rep 4, 5, 9 2006-12 2012-08
Yi Na Hu 胡伊娜 Rep 4, 9 2011-01 2012-03
Hing Yin Amy Hung 孔慶賢 Rep 4, 5, 9 2008-12 2010-03
Lai Man Ip 葉麗文 Rep 4, 5, 9 2008-07 2008-12
Christine Denise Hedwig Keller Rep 4 2010-07 2010-09
Philipp Patrick Korach Rep 4 2010-10 2012-03
Robert Yi Ming Kung 龔憶明 Rep 4, 5, 9 2009-12 2011-09
Kai Chung Law 羅啟聰 Rep 4, 9 2011-02 2011-06
Henry Chi Hou Lee 李智豪 Rep 4, 5, 9 2008-03 2012-08
Hui Min Lee 李慧敏 Rep 4, 5, 9 2007-04 2012-03
Paul Shek Wing Lee 李錫榮 Rep 4, 5, 9 2009-10 2012-03
Yin Ping Clara Lee 李燕萍 Rep 1, 4 2012-04 2012-06
Yuk Kwan Corina Lee 李玉君 Rep 1, 4 2012-03 2012-08
Kin Hung Nelson Leung 梁建洪 Rep 1, 4 2012-03 2012-08
Alice Yim Ling Li 李艷玲 Rep 4, 5, 9 2009-11 2012-03
Huaiyu Li 李怀玉 Rep 4, 9 2011-02 2012-03
Wing Yee (SFC:AQX076) Li 李泳儀 Rep 1, 4, 5, 9 2008-04 2012-03
May Man Wai Lim 林文慧 Rep 1, 4 2012-03 2012-08
Kwan Lok Lin 連君樂 Rep 4, 9 2007-04 2012-03
Ho Ting Murphy Lo 盧昊廷 Rep 1, 4 2012-03 2012-08
Yuen Fong Lo 羅婉芳 Rep 4, 5, 9 2007-04 2012-03
Albert Kai Ben Ma 馬嘉彬 Rep 1, 4 2012-03 2012-08
Ha Ling Denise Ma 馬夏玲 Rep 4, 9 2011-10 2012-03
Kit Sum Isis Ma 馬潔芯 Rep 1, 4, 9 2011-10 2012-03
Sandeep Malhotra Rep 4, 5 2010-03 2010-11
Matthew Yan Lam Man 文恩霖 Rep 1, 4, 5, 9 2010-06 2012-08
Herbert James Seton Mayo 梅宗堯 Rep 4, 5, 9 2010-09 2011-03
Siddharth Moudgil Rep 1, 4 2012-03 2012-08
Kong Sang Ng 吳港生 Rep 1, 4 2012-04 2012-08
Philip O. Penaloza 蔡偉立 Rep 4, 5, 9 2008-09 2009-02
Tsze Kay Poon 潘芷琦 Rep 4, 5, 9 2010-02 2012-06
Zinaida Psiola Rep 4 2010-10 2010-10
Ashis Kumar Sengupta Rep 4, 9 2011-11 2012-08
Duncan Chiu Yin She 佘超賢 Rep 4, 5, 9 2009-10 2012-03
David C. Y. Shick 戚志雄 Rep 1, 4 2012-03 2012-08
Irene Wai Yin (SFC:AFY986) So 蘇慧賢 Rep 4, 5, 9 2010-07 2012-03
Yee Shuk Julie So 蘇宜淑 Rep 1, 4 2012-03 2012-08
Wing Yee Tam 譚詠儀 Rep 4, 5, 9 2008-12 2009-06
Derek Kit Wai Tan 陳杰煒 Rep 4, 5, 9 2010-07 2011-11
Calvin Chak Lam Tse 謝澤林 Rep 4, 5, 9 2009-11 2012-03
Ping Kuen Tse 謝炳權 Rep 1, 4 2012-03 2012-08
Kit Yee Tso 曹潔儀 Rep 4, 5, 9 2009-11 2011-06
Ursula Yee Har Tsui 崔依霞 Rep 4, 5, 9 2009-11 2012-03
Liza Wan 溫少菊 Rep 1, 4 2012-03 2012-08
Jianguo Wang 王建國 Rep 4, 5, 9 2008-10 2009-09
Cecilia Shuk Ling Wong 王淑玲 Rep 4, 5, 9 2006-12 2008-12
Edward Fai Yue Wong 黃輝宇 Rep 4, 5, 9 2009-11 2011-06
Hoi Yan Wong 黃凱欣 Rep 4, 9 2011-03 2012-03
Charles Seng Khew Yeoh Rep 4 2011-03 2012-03
Winnie Wing Shui Ying 應詠絮 Rep 4, 5, 9 2007-04 2008-01
Hoo Yong 容浩 Rep 1, 4, 5, 9 2007-03 2012-03
Koon Sun Yong 楊焜善 Rep 1, 4 2012-03 2012-08
Aven Pui Wah Yu 余佩華 Rep 4, 5, 9 2007-04 2012-03
Haisi Yu 于海思 Rep 1, 4, 9 2011-09 2012-03
Lora Man Fung Yu 余敏鳳 Rep 4, 9 2005-10 2010-09
Dorothy Lai Fong Yuen 袁麗芳 Rep 4, 5, 9 2009-09 2011-06
Showing 1–95 of 95

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