Francis Michael Galbraith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Michael Galbraith ( ), a licensed former licensee with CE reference ADJ866. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2006-10-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2006-10-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-08-06 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 9 — Asset management | present | 2006-10-31 |