Charles Seng Khew Yeoh

CE No. AWZ335 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Seng Khew Yeoh (), a licensed former licensee with CE reference AWZ335. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Clariden Leu Asset Management (Hong Kong) Limited
瑞士嘉來資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2012-03-05 2012-03-09
Clariden Leu Asset Management (Hong Kong) Limited
瑞士嘉來資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2011-12-05 2011-12-08
Clariden Leu Asset Management (Hong Kong) Limited
瑞士嘉來資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2011-08-22 2011-08-25
Clariden Leu Asset Management (Hong Kong) Limited
瑞士嘉來資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2011-04-11 2011-04-13
Clariden Leu Asset Management (Hong Kong) Limited
瑞士嘉來資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2011-03-21 2011-03-25

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