Wai Hung Joannes Ho
何偉雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hung Joannes Ho (何偉雄), a licensed former licensee with CE reference ABT745. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kietex Capital Limited 旗德資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-23 | 2026-03-31 |
| Kietex Capital Limited 旗德資本有限公司 |
Rep | Type 9 — Asset management | 2025-04-23 | 2026-03-31 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-05 | 2025-02-28 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-21 | 2025-02-28 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-26 | 2021-08-18 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-26 | 2021-08-18 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 — Asset management | 2021-02-26 | 2021-08-18 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-08 | 2017-04-07 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-08 | 2017-04-07 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-31 |