UCAP Securities (HK) Limited
佑聯證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UCAP Securities (HK) Limited (佑聯證券有限公司), a Hong Kong-based licensed corporation with CE reference BPK959. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 9 (total recorded over time: 38). Earliest licence on file: 2020-08-05.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Units 3808-10, 38/F, Cosco Tower, 183 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2020-08-05 | present |
| Type 4 — Advising on securities | 2020-08-05 | present |
| Type 9 — Asset management | 2020-08-05 | present |
Licensed staff (all-time) (38)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yee Wan Chiu 趙依允 | RO 1, 4, 9 Rep 1, 4, 9 | 2021-01 | 2023-09 |
| Hoi Tung Ho 何凱棟 | RO 1, 4, 9 | 2020-08 | 2021-05 |
| Man Tat Leung 梁文達 | RO 1, 4, 9 | 2020-08 | 2021-09 |
| Wai Kit (SFC:ABW873) Ng 伍偉傑 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-08 | Present |
| Wai Man (SFC:ACT918) Ng 吳偉民 | RO 1, 4, 9 Rep 4, 9 | 2021-05 | Present |
| Ching Fong Chan 陳靜芳 | Rep 1, 4, 9 | 2020-09 | 2023-02 |
| Hiu Lung Chan 陳曉龍 | Rep 1, 4, 9 | 2024-04 | Present |
| Jennifer Wai Yan Chau 鄒懷恩 | Rep 1, 4, 9 | 2026-04 | Present |
| Keng Chia Chen 陳畊嘉 | Rep 1, 4, 9 | 2020-11 | 2022-02 |
| Hildi Pui Ki Cheng 鄭珮琪 | Rep 1, 4, 9 | 2024-12 | Present |
| Hsin Chiao 焦訢 | Rep 1, 4 | 2025-02 | 2025-10 |
| Hong Jit Christopher Choi 蔡匡哲 | Rep 1, 4, 9 | 2023-08 | 2023-08 |
| Jacquelynne Hau 侯潔慈 | Rep 1, 4, 9 | 2022-10 | 2024-09 |
| Taine Ting Hin Ho 何廷軒 | Rep 1, 4, 9 | 2020-09 | 2021-03 |
| Wai Hung Joannes Ho 何偉雄 | Rep 1, 4, 9 | 2021-02 | 2021-08 |
| Chien-Hsiu Hu 胡建修 | Rep 1, 4, 9 | 2020-11 | 2021-02 |
| Jen-Te Huang 黃仁德 | Rep 1, 4, 9 | 2021-02 | 2024-04 |
| Po Jui Huang 黃柏睿 | Rep 1, 4, 9 | 2020-10 | 2024-04 |
| Shao-Po Huang 黃少伯 | Rep 1, 4, 9 | 2021-06 | 2024-02 |
| Yi-Nung Huang 黃憶農 | Rep 1, 4, 9 | 2023-09 | 2023-11 |
| Pei Ling Hung 洪珮玲 | Rep 1, 4, 9 | 2021-09 | 2022-06 |
| Wing Shan Ip 葉詠珊 | Rep 1, 4, 9 | 2021-05 | Present |
| Yue (SFC:BQR029) Jiang 江月 | Rep 1, 4, 9 | 2021-03 | 2021-10 |
| Yin Ching Kwok 郭賢菁 | Rep 1, 4, 9 | 2021-11 | Present |
| Wai Shan Leung 梁慧姍 | Rep 1, 4, 9 | 2021-01 | 2022-10 |
| Tsz Kiu Cherry Li 李紫喬 | Rep 1, 4, 9 | 2020-10 | 2023-02 |
| Dae Hyuck Lim 任大赫 | Rep 1, 4, 9 | 2021-04 | 2022-11 |
| Ka Wai Lio 廖伽偉 | Rep 1, 4, 9 | 2020-09 | Present |
| Wing Ho Mok 莫穎豪 | Rep 1, 4, 9 | 2024-11 | 2024-12 |
| Chia Hui Shen 沈佳慧 | Rep 1, 4, 9 | 2022-07 | 2022-08 |
| Andrew Yung-Tai Stoddard | Rep 1, 4, 9 | 2021-02 | 2024-11 |
| Maggie Man-Ying Tsang 曾敏瑩 | Rep 1, 4, 9 | 2022-11 | 2023-08 |
| Marisa See-Man Tsang 曾詩敏 | Rep 1, 4, 9 | 2020-10 | 2025-08 |
| Wen-Chi Tu 凃文棋 | Rep 1, 4, 9 | 2021-07 | 2023-10 |
| Johann Chun Lang Wong 黃俊朗 | Rep 1, 4, 9 | 2023-11 | 2024-10 |
| Mung Sze Wong 黃夢詩 | Rep 1, 4, 9 | 2025-07 | 2026-02 |
| Sau Yip Wong 黃守業 | Rep 1, 4, 9 | 2022-03 | Present |
| Sin Ting Yeung 楊倩婷 | Rep 1, 4, 9 | 2021-04 | 2021-08 |
Showing 1–38 of 38
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