Maggie Man-Ying Tsang
曾敏瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maggie Man-Ying Tsang (曾敏瑩), a licensed former licensee with CE reference AOD595. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-08 | 2023-08-06 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-08 | 2023-08-06 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 — Asset management | 2022-11-08 | 2023-08-06 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-05 | 2022-10-28 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-05 | 2022-10-28 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-05 | 2022-10-28 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-10-20 | 2022-01-16 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-27 | 2011-08-06 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-27 | 2011-08-06 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-04-27 | 2011-08-06 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-01-02 | 2010-11-01 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-09 | 2010-11-01 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-09 | 2010-11-01 |