ETRADE Securities (Hong Kong) Limited
億創證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ETRADE Securities (Hong Kong) Limited (億創證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ACT764. Current licensed staff on file: 0 (total recorded over time: 77). Earliest licence on file: 2004-03-19.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2019-05-10 |
| Type 2 — Dealing in futures contracts | 2005-12-20 | 2007-11-21 |
| Type 3 — Leveraged foreign exchange trading | 2004-03-19 | 2010-12-22 |
| Type 4 — Advising on securities | present | 2019-05-10 |
| Type 6 — Advising on corporate finance | present | 2004-03-19 |
| Type 7 — Providing automated trading services | present | 2004-03-19 |
| Type 9 — Asset management | present | 2004-03-19 |
Licensed staff (all-time) (77)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Sarah Anne Chessis | RO 1, 2, 4 Rep 1, 4 | 2003-10 | 2007-11 |
| Chi San Cheung 張致新 | RO 1, 4 Rep 1, 3, 4 | 2006-12 | 2016-03 |
| Gary Kai Co 許凱 | RO 3 | 2005-04 | 2008-12 |
| Michael Lung Fong 方碩穩 | RO 1, 4 Rep 1, 3, 4 | 2005-02 | 2007-11 |
| Christian H Kielland | RO 1, 3, 4 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-01 |
| Evanmax Yik Yin Lam 林奕賢 | RO 3 Rep 1, 3 | 2005-05 | 2010-11 |
| Helen Mary Langan | RO 1, 3, 4, 7 | Pre-2003 | 2004-09 |
| Chun Keung Lau 劉俊強 | RO 2 Rep 1, 3, 4 | 2003-10 | 2007-03 |
| Tat Keung Lau 劉達強 | RO 2 Rep 1, 3, 4 | 2004-06 | 2007-10 |
| Kwan Ming Li 李焜明 | RO 3 | 2005-04 | 2010-11 |
| Shui Hong Li 李瑞康 | RO 3 Rep 1 | 2004-03 | 2005-05 |
| Sau Foong Liew | RO 3 | 2004-03 | 2007-12 |
| John Wesley Lord II | RO 1, 4, 7 | Pre-2003 | 2006-03 |
| Lai Mei Ma 馬麗眉 | RO 1, 4 Rep 4, 6, 9 | Pre-2003 | 2006-05 |
| Chung Ming Ng 吳仲明 | RO 1, 3, 4 Rep 1, 3, 4 | 2004-12 | 2010-09 |
| Lee Wah Ong 王利華 | RO 1, 3, 4 Rep 1, 3, 4, 6, 7, 9 | Pre-2003 | 2016-12 |
| Ned Phillips | RO 1, 4 | 2006-05 | 2007-11 |
| Nga Ying Yeung 楊雅瑩 | RO 1, 3, 4 Rep 1, 3, 4 | 2005-01 | 2016-03 |
| Farrah Bagaman | Rep 1, 4 | 2003-12 | 2004-04 |
| Scott Brady | Rep 1, 4 | 2004-08 | 2005-08 |
| Lok Yan Chan 陳樂欣 | Rep 1, 3, 4 | 2006-05 | 2016-01 |
| Shuk Yin Chan 陳淑賢 | Rep 1, 3, 4 | 2004-04 | 2004-12 |
| Timmy Tsz Yan Chan 陳子欣 | Rep 1, 3, 4 | 2007-07 | 2007-09 |
| Wai (SFC:ALD510) Chan 陳偉 | Rep 1, 3, 4 | 2006-04 | 2006-09 |
| Hsun Fang Chang 張薰方 | Rep 1, 3, 4 | 2006-06 | 2007-05 |
| Charles Chi Pang Chen 陳子鵬 | Rep 1, 2, 4, 6, 7, 9 | Pre-2003 | 2007-11 |
| Shih Chieh Chen 陳世傑 | Rep 1, 3, 4 | 2007-04 | 2007-08 |
| Kin Sang (SFC:ARO503) Cheung 張健生 | Rep 1, 3, 4 | 2008-09 | 2016-03 |
| Vivian Wai Sum Cheung 張慧心 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-12 |
| Wesley Kin Hang Cheung 張健恒 | Rep 1, 3, 4 | 2005-05 | 2006-12 |
| Wayne Wing Kar Chu 朱永嘉 | Rep 4, 6, 9 | Pre-2003 | 2006-05 |
| Siu Kay Chung 鍾兆基 | Rep 1, 3, 4 | 2005-01 | 2016-03 |
| Jeffrey Charles Clarke | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-06 |
| Travis Robert Colby | Rep 1, 2, 4 | 2004-09 | 2008-01 |
| Philip Kin Lip Fok 霍建立 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-12 |
| Ka Yin Ho 何家賢 | Rep 1, 2, 4 | 2005-05 | 2007-08 |
| Kar Yee Ho 何嘉儀 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-07 |
| Caroline Grace Jarrett | Rep 4 | 2004-07 | 2006-08 |
| Pui Ming Lai 賴沛明 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-12 |
| Jacky Cheung Kit Lam 林長傑 | Rep 1, 4 | 2007-10 | 2016-01 |
| Karvan Ka Man Lam 林嘉敏 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-06 |
| Kar Fai Law 羅嘉輝 | Rep 1, 4 | 2007-10 | 2010-07 |
| Man Yan Law 羅文欣 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-12 |
| Chun Hoi Lee 李震海 | Rep 1, 3, 4 | 2005-06 | 2016-03 |
| Joyce Wan Siu Lee 李韻韶 | Rep 1, 3, 4, 6, 7, 9 | Pre-2003 | 2016-03 |
| Peng (SFC:APC077) Li 李鵬 | Rep 1, 3, 4 | 2007-06 | 2008-03 |
| Wen Ching Lin 林汶菁 | Rep 4 | 2007-06 | 2007-11 |
| Louisa Yun Yun Liu 劉欣欣 | Rep 1, 2, 4 | 2004-07 | 2007-11 |
| Henry Hang Wai Lo 盧行偉 | Rep 1, 3, 4 | 2008-01 | 2010-11 |
| Timothy Tin Ming Lo 盧天明 | Rep 4 | 2006-07 | 2007-11 |
| Darryl Eric Mueller | Rep 4 | 2007-06 | 2007-11 |
| Chak Chung Ng 吳澤松 | Rep 1, 4 | 2004-02 | 2004-03 |
| Siu Ngong Ng 吳少昂 | Rep 1, 4 | 2006-05 | 2006-05 |
| Wai Chun Ng 吳偉俊 | Rep 1, 4 | 2004-04 | 2008-01 |
| Ali Reza Shahrokhi Sadr | Rep 1, 4 | 2006-03 | 2007-04 |
| Louis Hang Fai So 蘇恒輝 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-09 |
| Rosella Po Yee So 蘇寶兒 | Rep 1, 3, 4, 6, 7, 9 | Pre-2003 | 2011-01 |
| Shirley So | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-12 |
| Tat Man So 蘇達文 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-01 |
| Mark Stoddart | Rep 1, 4 | 2006-07 | 2007-03 |
| Tin Yan Suen 孫天欣 | Rep 1, 4 | 2011-07 | 2014-03 |
| Derrick Wie Hon Tan 陳威雄 | Rep 1, 4 | 2006-08 | 2007-11 |
| Lenny Yong Hui Tan | Rep 1, 4 | 2008-12 | 2010-11 |
| Yeqing Tao 陶冶青 | Rep 1, 3, 4 | 2007-01 | 2007-12 |
| Brook Bishop Teeter | Rep 4 | 2003-05 | 2004-02 |
| Siew Eng Tian 程秀英 | Rep 1, 4 | 2008-12 | 2009-02 |
| Maggie Man-Ying Tsang 曾敏瑩 | Rep 1, 3, 4 | 2006-11 | 2010-11 |
| Ming Fun Tse 謝銘勳 | Rep 1, 3, 4 | 2005-10 | 2006-04 |
| Wai Kwong (SFC:ACI857) Tse 謝偉光 | Rep 1, 3 | 2004-12 | 2005-01 |
| Chi Hin Tsui 徐子軒 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-09 |
| Cedric Chi Lok Wong 黃志樂 | Rep 1, 3, 4 | 2007-07 | 2010-11 |
| Elaine Wing Yan Wong 黃穎欣 | Rep 1, 3, 4 | 2005-05 | 2008-03 |
| Li Ping Wong 王莉斌 | Rep 1, 4 | 2008-12 | 2010-11 |
| Tsz Wai (SFC:AJM339) Wong 黃子威 | Rep 1, 2, 4 | 2005-08 | 2007-11 |
| Sau Mui Yeung 楊秀梅 | Rep 1, 3, 4 | 2006-12 | 2016-03 |
| Ka Wang Yim 嚴家宏 | Rep 1, 3, 4 | 2006-10 | 2010-11 |
| Ting Kwong Young 楊庭光 | Rep 1, 3, 4 | 2006-10 | 2007-06 |
Showing 1–77 of 77