Chun Hoi Lee
李震海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Hoi Lee (李震海), a licensed Responsible Officer with CE reference AJD777. Currently licensed at 1 firm(s): SoFi Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2025-04-23 | present |
| SoFi Securities (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2025-04-23 | present |
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-03-01 | 2025-04-23 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-03-01 | 2025-04-23 |
| SBI FX Co., Limited 吉獅有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-02-22 | 2018-08-08 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-28 | 2016-03-10 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-06-28 | 2010-11-01 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-28 | 2016-03-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-08 | 2004-04-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-11-08 | 2004-04-07 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-11-08 | 2004-04-07 |