SoFi Securities (Hong Kong) Limited

CE No. AXL143 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SoFi Securities (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AXL143. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 11 (total recorded over time: 54). Earliest licence on file: 2011-12-22.

More firms doing Dealing in securities →More firms doing Advising on securities →

Registered address

21/F, H Code, 45 Pottinger Street, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	2011-12-22	present
Type 4 — Advising on securities	2015-12-01	present

Licensed staff (all-time) (54)
Active on date

1 Dealing in securities 4 Advising on securities

RO only

Name	Activities	First licensed	To
Chung Kan Chang 鄭忠勤	RO 1, 4 Rep 1	2020-08	2022-11
Gregory Tai Kong Ching 程大剛	RO 1	2011-12	2013-07
Lan Fong Choi 蔡蘭芳	RO 1, 4 Rep 1	2014-01	Present
Man Kin Fong 方文健	RO 1, 4 Rep 1	2017-12	Present
Chun Kit Heung 香俊傑	RO 1, 4 Rep 1, 4	2018-01	2018-08
Siu Chit Lau 劉韶哲	RO 1, 4 Rep 1, 4	2016-07	2024-06
Chun Hoi Lee 李震海	RO 1, 4 Rep 1, 4	2021-03	Present
Tai Tong Lee 李棣棠	RO 1 Rep 1, 4	2015-02	2016-08
Man Yee Lok 駱敏兒	RO 1, 4	2026-04	Present
Kan Nakamura 中村幹	RO 1	2013-05	2014-02
Chung Ming Ng 吳仲明	RO 1, 4	2011-12	2025-05
Karim Blasetti	Rep 1, 4	2017-08	2017-10
Ka Chun Kenneth Chan 陳嘉駿	Rep 1, 4	2020-10	2023-03
Ka Kin Chan 陳家建	Rep 1, 4	2020-09	2021-03
Kwun Yin (SFC:BJH176) Chan 陳冠賢	Rep 1, 4	2017-03	2019-08
Yuk Wah Chan 陳玉華	Rep 1, 4	2019-01	2021-01
Greenie Cheng 鄭桂瑩	Rep 1	2012-01	2013-05
Joanna Wai Sze Cheung 張慧施	Rep 1	2012-03	2012-09
Kin Sang (SFC:ARO503) Cheung 張健生	Rep 1, 4	2021-05	2025-05
Tsz Hin Cho 曹子軒	Rep 1, 4	2025-02	Present
Beverly Yu Ting Chow 周汝婷	Rep 1	2012-02	2015-07
Tsz Kwan (SFC:BQP759) Chow 周芷君	Rep 1, 4	2021-01	2022-01
Pak Yin Chu 朱柏燃	Rep 1, 4	2021-02	2022-04
Charles Francois Valery D'Haussy 夏多希	Rep 1, 4	2015-08	2016-09
Yue (SFC:BLP557) Dong 董玥	Rep 1, 4	2017-12	2018-08
Shaoyang Fang 方紹揚	Rep 1, 4	2025-07	Present
Mark Sui-Cheung Hui 許紹昌	Rep 1	2012-03	2012-10
Kam Wing Juen 磚錦榮	Rep 1	2018-07	2018-12
Keiko Kato 加藤惠子	Rep 1	2013-05	2016-01
Lawerance Lap Wai Ko 高立緯	Rep 1, 4	2021-03	Present
Chuen Fai Jeffrey Kung 龔傳輝	Rep 1	2012-06	2012-10
Tsun Leung Kwok 郭晉良	Rep 1	2012-03	2012-10
Chun Yin John Lam 林進彥	Rep 1, 4	2022-09	2023-03
Hiu Tung (SFC:BOF254) Lam 林曉彤	Rep 1, 4	2020-12	2021-01
Hoi Fu Martin Lau 柳凱富	Rep 1, 4	2021-07	2023-05
Pui Yan (SFC:BDH507) Lau 劉沛茵	Rep 1	2014-04	2015-09
Kenneth Kin Sang Lee 李健生	Rep 1, 4	2018-11	Present
Lok Kin Leung 梁洛乾	Rep 1, 4	2016-02	2016-11
Chi Hang (SFC:BGE846) Li 李志衡	Rep 1, 4	2020-03	2022-09
Ching Cheung Li 李正璋	Rep 1, 4	2017-07	2017-12
Ho Pan Li 李皓斌	Rep 1, 4	2015-08	2016-01
Cheuk Nin Ng 吳焯年	Rep 1, 4	2016-08	2017-07
Chi Hung (SFC:BOJ714) Ng 伍智鴻	Rep 1, 4	2020-10	2020-12
Shing Him Ngan 顏承謙	Rep 1, 4	2018-05	Present
Syn Yee Ooi 黃心怡	Rep 1	2012-08	2014-07
Man Ting To 杜敏婷	Rep 1, 4	2021-03	2022-09
Fu Hang Tsang 曾賦衡	Rep 1	2013-07	2014-05
Wai Chi Tsui 徐偉智	Rep 1	2012-01	2013-01
Sung Chun Wong 王崇峻	Rep 1, 4	2020-01	2022-11
Yat Lung Wong 黃溢隆	Rep 1, 4	2020-11	2021-01
Tiffany Chung Hei Yau 邱仲希	Rep 1, 4	2018-10	Present
Ming Yan Yeung 楊明欣	Rep 1, 4	2021-04	Present
Rie Yoneda 米田吏英	Rep 1	2013-07	2013-10
Yihang Zhou 周一行	Rep 1, 4	2015-10	2017-07