Pui Yan (SFC:BDH507) Lau
劉沛茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yan (SFC:BDH507) Lau (劉沛茵), a licensed former licensee with CE reference BDH507. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-18 | 2022-02-07 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-12 | 2022-02-07 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-04-16 | 2015-09-07 |