Lan Fong Choi
蔡蘭芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lan Fong Choi (蔡蘭芳), a licensed Responsible Officer with CE reference AAI809. Currently licensed at 1 firm(s): SoFi Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2015-12-01 | present |
| SoFi Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2014-02-18 | present |
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-01-27 | 2014-02-18 |
| United World Online Limited |
RO | Type 4 — Advising on securities | 2010-09-20 | 2014-01-20 |
| United World Online Limited |
RO | Type 1 — Dealing in securities | 2005-12-23 | 2014-01-20 |
| United World Online Limited |
Rep | Type 1 — Dealing in securities | 2004-11-02 | 2005-12-23 |
| United World Securities (International) Limited 世界聯合證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-07-20 |
| United World Securities (International) Limited 世界聯合證券(國際)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-27 |
| United World Securities (International) Limited 世界聯合證券(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-27 |
| United World Securities (International) Limited 世界聯合證券(國際)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-04 |
| United World Securities (International) Limited 世界聯合證券(國際)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-27 |