United World Securities (International) Limited
世界聯合證券(國際)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for United World Securities (International) Limited (世界聯合證券(國際)有限公司), a Hong Kong-based licensed corporation with CE reference AAI796. Current licensed staff on file: 0 (total recorded over time: 5).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2005-07-20 |
| Type 4 — Advising on securities | present | 2005-07-20 |
| Type 6 — Advising on corporate finance | present | 2004-03-05 |
| Type 7 — Providing automated trading services | present | 2003-07-04 |
| Type 9 — Asset management | present | 2005-07-20 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kazuto Hayashi 林和人 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2005-07 |
| Miho Tanisaka | RO 1, 4, 9 | 2004-01 | 2005-07 |
| Ho Tai Chan 陳浩泰 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-07 |
| Lan Fong Choi 蔡蘭芳 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-07 |
| Aiko Takemiya | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-09 |
Showing 1–5 of 5