Shing Him Ngan
顏承謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Him Ngan (顏承謙), a licensed Representative with CE reference BMW898. Currently licensed at 1 firm(s): SoFi Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-09-03 | present |
| SoFi Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-09-03 | present |
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-05-14 | 2022-11-25 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-05-14 | 2022-11-25 |