Lawerance Lap Wai Ko
高立緯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawerance Lap Wai Ko (高立緯), a licensed Representative with CE reference ACL025. Currently licensed at 1 firm(s): SoFi Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-03-16 | present |
| SoFi Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-03-16 | present |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-19 | 2021-03-07 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-19 | 2004-10-29 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-19 | 2004-11-22 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-19 | 2004-10-29 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2021-03-07 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-04-28 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-28 |