Ka Kin Chan
陳家建
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kin Chan (陳家建), a licensed Representative with CE reference BHS185. Currently licensed at 1 firm(s): Delta Asia Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 9 — Asset management | 2026-02-11 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-23 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-26 | present |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-26 | 2025-07-28 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2022-07-26 | 2025-07-28 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 — Asset management | 2021-05-03 | 2022-06-02 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-07 | 2022-06-02 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-07 | 2022-06-02 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-09-28 | 2021-03-09 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2020-09-28 | 2021-03-09 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-03 | 2020-09-11 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-03 | 2020-09-11 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 9 — Asset management | 2018-09-03 | 2020-09-11 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-20 | 2018-08-05 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-30 | 2017-08-19 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-30 | 2017-08-19 |