Delta Asia Wealth Management Limited
滙業財富管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Delta Asia Wealth Management Limited (滙業財富管理有限公司), a Hong Kong-based licensed corporation with CE reference AAH241. Current licensed staff on file: 0 (total recorded over time: 56).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2025-08-26 |
| Type 6 — Advising on corporate finance | present | 2004-03-30 |
| Type 9 — Asset management | present | 2025-08-26 |
Licensed staff (all-time) (56)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lai Chong Au 區麗莊 | RO 4, 9 | 2017-07 | 2025-08 |
| Stanley Chong Kit Au 區宗傑 | RO 4, 6, 9 | Pre-2003 | 2025-08 |
| Yip Hang Au 歐業亨 | RO 4, 9 Rep 4, 9 | 2015-12 | 2017-12 |
| Yat Kei Chan 陳逸基 | RO 4, 9 Rep 4, 9 | 2005-01 | 2009-02 |
| Lai Ping Hung 熊麗萍 | RO 4, 9 Rep 4, 6, 9 | Pre-2003 | 2012-06 |
| Wai Man Kwan 關惠文 | RO 4 Rep 9 | 2019-07 | 2020-06 |
| Sze Kong Kwok 郭詩江 | RO 4, 9 Rep 9 | 2012-10 | 2016-06 |
| Elaine Mei Yee Lai 黎美儀 | RO 4, 9 | 2021-08 | 2023-02 |
| Chak Lam Lau 劉澤林 | RO 4, 9 Rep 9 | 2012-07 | 2015-08 |
| Man Ping Ling 凌曼冰 | RO 4 Rep 4, 9 | 2012-09 | 2016-10 |
| Norman C. Lowe 勞樹源 | RO 4, 9 | 2005-05 | 2006-05 |
| Miron Mushkat | RO 4, 9 | Pre-2003 | 2004-12 |
| Kai Ah Tung 董啟亞 | RO 4, 9 Rep 4, 9 | 2020-06 | 2021-07 |
| John Zee 徐強生 | RO 4, 9 Rep 4, 9 | 2018-08 | 2019-02 |
| Min Cao 曹敏 | Rep 4 | 2014-02 | 2015-09 |
| Chi Shun Chan 陳智信 | Rep 4 | 2006-06 | 2007-02 |
| Ka Kin Chan 陳家建 | Rep 4, 9 | 2022-07 | 2025-07 |
| Kar Wah Chan 陳家驊 | Rep 9 | 2013-10 | 2017-09 |
| Siu Hong Chan 陳肇康 | Rep 4 | 2003-11 | 2005-07 |
| Siu Ling Chan 陳小鈴 | Rep 9 | 2014-08 | 2014-09 |
| Bo (SFC:AXX169) Chen 陳波 | Rep 4 | 2014-05 | 2015-04 |
| Hang Lok Cheung 張恒樂 | Rep 4 | 2014-02 | 2014-09 |
| Reginald Alvin Chin 陳家暉 | Rep 9 | 2012-12 | 2013-09 |
| Chi Shing Chong 莊治城 | Rep 4, 9 | 2018-08 | 2020-07 |
| Yiu Keung Chu 朱耀強 | Rep 9 | 2020-06 | 2020-12 |
| Wing Ying Wylson Chung 鍾永英 | Rep 9 | 2012-09 | 2013-08 |
| Fangming Dong 董方明 | Rep 9 | 2012-10 | 2013-02 |
| Chun Yin (SFC:BPN274) Fan 范鎮燃 | Rep 9 | 2023-07 | 2024-05 |
| Yiu Tung Fok 霍耀東 | Rep 9 | 2010-07 | 2010-09 |
| Man Kin Fong 方文健 | Rep 9 | 2013-03 | 2013-06 |
| King Hong Fung 馮景康 | Rep 9 | 2012-09 | 2013-10 |
| Hoi Wah Ho 何凱華 | Rep 9 | 2005-04 | 2005-07 |
| Kam Wing (SFC:AFX880) Ho 何錦榮 | Rep 9 | 2004-11 | 2005-06 |
| Ting Hong Ho 何鼎康 | Rep 9 | 2013-03 | 2013-06 |
| Ka Yu Hui 許嘉宇 | Rep 9 | 2017-06 | 2020-05 |
| Ching Kwan 關正 | Rep 9 | 2015-12 | 2025-07 |
| Hon Kuen Kwok 郭漢權 | Rep 9 | 2009-01 | 2012-07 |
| Simon Shun Hei Kwok 郭信熙 | Rep 4, 9 | 2015-11 | 2022-06 |
| Yu Ho Kwok 郭宇浩 | Rep 9 | 2021-03 | 2021-07 |
| Kwok Kay Lam 林國基 | Rep 9 | 2006-05 | 2007-06 |
| Kenneth Kin On Lau 劉健安 | Rep 4, 9 | 2005-04 | 2007-07 |
| Siu Lun (SFC:ADJ935) Lau 劉兆倫 | Rep 9 | 2009-02 | 2010-04 |
| Shuk Yi Lee 李淑儀 | Rep 9 | 2014-01 | 2014-04 |
| Ho Wing Leung 梁浩荣 | Rep 9 | 2020-05 | 2021-08 |
| Yin Piu Leung 梁彥彪 | Rep 9 | 2020-07 | 2022-04 |
| Man Un Lo 羅文遠 | Rep 4, 9 | 2005-09 | 2006-06 |
| Frankie Chun Fai Mak 麥振輝 | Rep 9 | 2009-11 | 2010-09 |
| Wing Kwong Anthony Mak 麥永光 | Rep 9 | 2015-01 | 2015-04 |
| Wai Man To 陶偉民 | Rep 9 | 2015-03 | 2025-07 |
| Ngat Tong 唐屹 | Rep 4, 9 | 2025-01 | 2025-07 |
| Kam Wing (SFC:APC770) Wong 黃錦榮 | Rep 9 | 2012-10 | 2015-08 |
| Nim Poon Wong 黃念本 | Rep 9 | 2008-11 | 2010-04 |
| Siu Kee Wong 黃少基 | Rep 9 | 2013-06 | 2013-07 |
| Ling (SFC:BAZ542) Wu 吳凌 | Rep 4, 9 | 2013-07 | 2015-01 |
| Ja Wah Yang 楊家華 | Rep 9 | 2012-09 | 2013-08 |
| Ka Ho (SFC:ALS369) Yu 余家豪 | Rep 4 | 2005-08 | 2005-12 |
Showing 1–56 of 56