Kam Wing (SFC:APC770) Wong
黃錦榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Wing (SFC:APC770) Wong (黃錦榮), a licensed former licensee with CE reference APC770. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Koala Capital Management Limited 樹熊資本管理有限公司 |
RO | Type 9 — Asset management | 2017-10-03 | 2018-08-31 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-10-18 | 2015-08-18 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2012-10-18 | 2015-08-18 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-26 | 2015-08-18 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-26 | 2015-08-18 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-09-26 | 2015-08-18 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-26 | 2015-08-18 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-02-16 | 2012-09-24 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-30 | 2012-09-24 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-11 | 2012-09-24 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-26 | 2012-09-24 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-22 | 2008-03-02 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2007-06-22 | 2008-03-02 |