Bo (SFC:AXX169) Chen
陳波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo (SFC:AXX169) Chen (陳波), a licensed former licensee with CE reference AXX169. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-22 | 2015-04-30 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-08-17 | 2013-02-15 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2011-08-17 | 2013-02-15 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2011-08-17 | 2013-02-15 |