Kam Wing (SFC:AFX880) Ho
何錦榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Wing (SFC:AFX880) Ho (何錦榮), a licensed former licensee with CE reference AFX880. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2004-11-18 | 2005-06-10 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-04 | 2005-06-10 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-18 | 2005-06-10 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-18 | 2005-06-10 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-29 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-29 |