Lai Chong Au
區麗莊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Chong Au (區麗莊), a licensed Responsible Officer with CE reference AKW747. Currently licensed at 1 firm(s): Delta Asia Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-12-04 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-12-04 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 9 — Asset management | 2025-12-04 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-19 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 4 — Advising on securities | 2017-07-06 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-06 | 2021-08-19 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 4 — Advising on securities | 2017-07-06 | 2025-08-25 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 9 — Asset management | 2017-07-06 | 2025-08-25 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-25 | 2017-07-06 |
| Hamon Asian Advisors Limited | Rep | Type 4 — Advising on securities | 2008-04-21 | 2015-12-17 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | 2007-01-31 | 2015-12-17 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | 2007-01-31 | 2015-12-17 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-18 | 2007-01-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-18 | 2007-01-11 |