Simon Shun Hei Kwok
郭信熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Shun Hei Kwok (郭信熙), a licensed former licensee with CE reference AYO398. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-15 | 2022-06-01 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-22 | 2022-06-01 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-18 | 2022-06-01 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-18 | 2022-06-01 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-02 | 2015-11-18 |