Kar Wah Chan
陳家驊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Wah Chan (陳家驊), a licensed former licensee with CE reference ADS842. Total licence records on file: 39.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianfu International Securities Group Company Limited 天府國際證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2025-03-28 | 2026-03-02 |
| Tianfu International Securities Group Company Limited 天府國際證券集團有限公司 |
RO | Type 4 — Advising on securities | 2025-03-28 | 2026-03-02 |
| Tianfu International Securities Group Company Limited 天府國際證券集團有限公司 |
RO | Type 9 — Asset management | 2025-03-28 | 2026-03-02 |
| Victory Asset Management Limited 德盛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-18 | 2025-03-17 |
| Victory Asset Management Limited 德盛資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-18 | 2025-03-17 |
| Victory Securities (Global) Limited 德盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-17 | 2024-10-28 |
| Victory Securities (Global) Limited 德盛證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-11-02 | 2024-10-28 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-11-11 | 2022-10-10 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 9 — Asset management | 2020-11-11 | 2022-10-10 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-18 | 2020-09-18 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-06-18 | 2020-09-18 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-06-18 | 2020-09-18 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-18 | 2020-09-18 |
| GCINT Limited 金禧國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-04 | 2020-05-19 |
| GCINT Limited 金禧國際證券有限公司 |
RO | Type 4 — Advising on securities | 2020-02-04 | 2020-05-19 |
| GCINT Limited 金禧國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-09 | 2020-02-04 |
| GCINT Limited 金禧國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-09 | 2020-02-04 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-23 | 2019-12-26 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-11-23 | 2019-12-26 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-11-23 | 2019-12-26 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-11-23 | 2019-12-26 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-11-23 | 2019-12-26 |
| Afflux Securities Limited 上高證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-05-17 | 2018-09-30 |
| Afflux Securities Limited 上高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-01 | 2018-09-30 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-07-28 | 2017-09-04 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2013-10-11 | 2017-09-04 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2011-12-23 | 2017-09-04 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-22 | 2017-09-04 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-15 | 2015-07-28 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-23 | 2011-01-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-08-23 | 2011-01-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-26 | 2010-04-21 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-11-26 | 2010-04-21 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-18 | 2009-09-17 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-01-19 | 2009-09-17 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-11-05 | 2009-01-12 |
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-09-22 | 2007-07-07 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-02-03 | 2006-09-02 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2006-09-02 |