Afflux Securities Limited

上高證券有限公司

CE No. BIO838 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Afflux Securities Limited (上高證券有限公司), a Hong Kong-based licensed corporation with CE reference BIO838. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 13). Earliest licence on file: 2017-04-27.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Unit 06, 11/F, Emperor Group Centre, 288 Hennessy Road, Wan Chai

Licence history

Activity	From	To
Type 1 — Dealing in securities	2017-04-27	present
Type 4 — Advising on securities	2019-03-20	present
Type 9 — Asset management	2019-03-20	present
Type 2 — Dealing in futures contracts	2018-05-17	2023-04-03

Licensed staff (all-time) (13)
Active on date

1 Dealing in securities 2 Dealing in futures contracts 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Eric Yau Kit Chan 陳有傑	RO 1, 2, 4, 9	2017-04	2023-01
Kar Wah Chan 陳家驊	RO 2 Rep 1	2018-03	2018-09
Xiaofang Chen 陳曉芳	RO 1, 4, 9	2017-11	Present
Terry Wai Wa Leung 梁偉華	RO 1	2017-04	2017-12
Tsz Hin Pak 白子軒	RO 1, 2, 4, 9 Rep 1, 2, 4, 9	2019-10	Present
Jack Kwok Wai Tam 譚國偉	RO 1, 2	2018-11	2019-10
Wenjun Cai 蔡文君	Rep 1, 2, 4, 9	2019-07	Present
Man Yuen Chan 陳文源	Rep 1, 4, 9	2020-09	2021-01
Ting Ting Fu 傅婷婷	Rep 1	2017-07	2018-07
Kenian Huang 黃可年	Rep 4, 9	2021-06	2022-05
Yanpeng Wu 吴艳鹏	Rep 1, 4, 9	2021-01	2021-05
Heng Zhou 周恒	Rep 1	2025-07	Present
Yuxiu Zhu 朱玉秀	Rep 1	2017-11	2018-11