Terry Wai Wa Leung
梁偉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terry Wai Wa Leung (梁偉華), a licensed Responsible Officer with CE reference AOJ441. Currently licensed at 1 firm(s): Midas Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midas Securities Limited 金源證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-22 | present |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 4 — Advising on securities | 2021-07-22 | present |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 9 — Asset management | 2021-07-22 | present |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-07-22 | 2023-06-20 |
| Le Chiffre Capital Limited 力持資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-18 | 2020-12-20 |
| Le Chiffre Capital Limited 力持資本有限公司 |
RO | Type 4 — Advising on securities | 2020-08-18 | 2020-12-20 |
| Le Chiffre Capital Limited 力持資本有限公司 |
RO | Type 9 — Asset management | 2020-08-18 | 2020-12-20 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 — Advising on securities | 2018-09-07 | 2020-07-17 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 9 — Asset management | 2018-09-07 | 2020-07-17 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-11 | 2020-07-17 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-30 | 2018-07-11 |
| Afflux Securities Limited 上高證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-27 | 2017-12-29 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-29 | 2017-03-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-01-29 | 2017-03-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-12 | 2017-03-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-30 | 2016-01-29 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-30 | 2016-01-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-20 | 2015-03-20 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-20 | 2015-03-20 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-06-20 | 2015-03-20 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-05-25 | 2014-10-20 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-19 | 2015-03-20 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-19 | 2015-03-20 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-22 | 2011-05-07 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-22 | 2011-05-07 |