Core Securities Company Limited (The)

核聚證券有限公司
CE No. AVO854 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Core Securities Company Limited (The) (核聚證券有限公司), a Hong Kong-based licensed corporation with CE reference AVO854. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 43). Earliest licence on file: 2010-11-19.

Registered address

Suite C, 20/F, Standard Chartered Bank Building, 4-4A Des Voeux Road Central, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2010-11-19 present
Type 4 — Advising on securities 2010-11-19 present
Type 9 — Asset management 2015-06-02 present
Type 3 — Leveraged foreign exchange trading 2023-08-30 2025-05-21

Licensed staff (all-time) (43)
Active on date

Name Activities First licensed To
Ming Fai Chang 鄭明輝 RO 1, 4 Rep 1, 4, 9 2018-07 2019-06
Yat Sun Chen 陳一新 RO 1, 4, 9 2014-09 2017-04
Man Kwong Cheng 鄭文光 RO 1 Rep 4, 9 2017-07 2018-07
King Fai Ho 何勁輝 RO 1, 4, 9 Rep 1, 4, 9 2024-02 Present
Wei-Horng Hsieh 謝偉鴻 RO 1, 4, 9 2019-07 2020-07
King Tai Lam 林景泰 RO 1, 4 Rep 1, 4, 9 2016-08 2017-07
Andy Chin Yung Lau 劉展榕 RO 1, 4 Rep 1 2012-04 2012-12
Hiu Fung (SFC:AJH484) Lau 劉曉峰 RO 1, 4 Rep 1, 4, 9 2017-09 2023-01
Terry Wai Wa Leung 梁偉華 RO 1, 4, 9 Rep 1 2018-05 2020-07
Albert Ming 明耀文 RO 1, 4, 9 2018-03 2019-07
Bing Mo 莫兵 RO 1, 4 2010-11 2013-02
Sai Tong Ng 伍世棠 RO 1, 4, 9 Rep 1, 4, 9 2020-11 2022-07
Stephen Siu Fai Ng 吳兆輝 RO 1, 4, 9 2017-07 2018-07
Yu Fai Pak 白羽揮 RO 1, 4, 9 2022-04 2023-02
Kin Yan Roy Seto 司徒健欣 RO 4, 9 Rep 1, 4, 9 2020-06 2020-09
Jimmy Kai Chi Siu 蕭啟智 RO 1, 4 2010-11 2016-02
Chi Lik Tso 左自力 RO 1, 4, 9 Rep 4, 9 2020-06 2020-08
Kwai Chiu Wong 王貴釗 RO 1, 4 2010-11 2012-02
Wun Yuen Wong 黃煥沅 RO 1, 3, 4, 9 Rep 1, 4, 9 2022-05 2024-03
Chao Yang 楊超 RO 1, 3, 4, 9 Rep 9 2019-09 2025-03
Nga Ying Yeung 楊雅瑩 RO 1, 4 2017-09 2018-04
Hin Yin Yu 余軒然 RO 1, 4, 9 2013-02 2017-06
Bo (SFC:BQP559) Zhang 張博 RO 1, 4, 9 Rep 1, 3, 4, 9 2021-01 Present
Jinghan Zhang 張靖晗 RO 1 Rep 1, 3, 4, 9 2022-02 2024-10
Ciyang Chen 陈慈扬 Rep 1 2024-01 2024-02
Yue Gao 高悅 Rep 1 2021-03 2023-04
Xingsheng Huang 黃行晟 Rep 1, 4, 9 2025-10 2026-03
Yu-Ching Huynh 黃鈺景 Rep 1 2011-01 2012-12
Ka Yeung Ip 葉家楊 Rep 1, 4, 9 2019-10 2020-12
Cheng-Han Juan 阮正翰 Rep 1, 4 2018-09 2019-04
Kan Wah Lau 劉勤華 Rep 1, 4, 9 2018-10 2019-04
Po Lun Lee 李寶倫 Rep 1, 4, 9 2026-05 Present
Yujie (SFC:BTD590) Li 李鈺洁 Rep 1 2022-11 2023-03
Li (SFC:BWY634) Luo 羅立 Rep 1, 4, 9 2025-10 Present
Chau Fai Ng 吳周輝 Rep 1 2022-11 2023-03
Steven Shihpo Ong 翁士博 Rep 1, 4 2019-12 2021-01
Chunling Pan 潘春伶 Rep 1, 3, 4, 9 2023-04 2024-11
Yip Kan Tse 謝業勤 Rep 1, 3, 4, 9 2024-03 2026-03
Yue (SFC:BIY657) Wang 王玥 Rep 1 2021-02 2021-02
Ka Hei Wong 黃家禧 Rep 1 2017-08 2017-08
Jinlin Yu 余錦霖 Rep 1, 4, 9 2025-11 Present
Enwei Zhang 張恩維 Rep 1, 3 2023-04 2025-12
Shutao Zheng 鄭書濤 Rep 1 2023-01 2023-04
Showing 1–43 of 43

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司

Related